# oms_check_pretrade

Use this to validate a proposed order against the org

Agent View of the PolicyLayer registry record for `oms_check_pretrade`. HTML page: https://policylayer.com/tools/8vdx1-fundos-mcp/oms-check-pretrade

## Facts

- Tool: `oms_check_pretrade`
- Server: Fundos (`8vdx1/fundos-mcp`) — https://policylayer.com/tools/8vdx1-fundos-mcp.md
- Homepage: https://github.com/8vdx1/fundos-mcp
- Risk category: Execute (High risk)
- Registry record: grade F, identity unverified
- Server rate-limited: no
- Parameters: 0
- Recommended policy verdict: Rate-limited

## Example call (MCP tools/call, JSON-RPC 2.0)

```json
{
  "jsonrpc": "2.0",
  "id": 1,
  "method": "tools/call",
  "params": {
    "name": "oms_check_pretrade",
    "arguments": {}
  }
}
```

## Why oms_check_pretrade is rated High

Pre-trade validation executes checks against the order management system and potentially restricted lists, compliance rules, and risk limits. While it does not submit an order, it triggers external operational logic whose effects depend on the proposed order arguments.

From the tool's own definition: "'validate a proposed order against the org' — performs a pre-trade check/validation that triggers logic against live OMS/compliance systems"

## Use case

AI agents invoke oms_check_pretrade to trigger actions in Fundos. What it does depends on the arguments the agent supplies, and its effects often reach beyond the immediate call: builds kicked off, notifications sent, workflows started.

## Recommended policy (PolicyLayer)

Verdict: **Rate-limited**. Enforced by the PolicyLayer MCP gateway (https://policylayer.com/mcp-gateway) before a call reaches Fundos:

```json
{
  "version": "1",
  "default": "deny",
  "tools": {
    "oms_check_pretrade": {
      "limits": [
        {
          "counter": "oms_check_pretrade_rate",
          "window": "minute",
          "max": 10,
          "scope": "grant"
        }
      ]
    }
  }
}
```

## Other tools on Fundos (56)

- `fundos_call_tool` — Execute — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-call-tool.md
- `fundos_compute_waterfall` — Execute — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-compute-waterfall.md
- `fundos_run_pricer` — Execute — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-run-pricer.md
- `oms_create_order` — Execute — https://policylayer.com/tools/8vdx1-fundos-mcp/oms-create-order.md
- `fundos_create_capital_call` — Financial — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-create-capital-call.md
- `fetch` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fetch.md
- `fundos_check_covenant` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-check-covenant.md
- `fundos_check_restricted_list` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-check-restricted-list.md
- `fundos_compute_pnl` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-compute-pnl.md
- `fundos_get_deal` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-get-deal.md
- `fundos_get_lp` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-get-lp.md
- `fundos_get_pipeline` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-get-pipeline.md
- `fundos_get_syndication` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-get-syndication.md
- `fundos_list_cim_reports` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-list-cim-reports.md
- `fundos_list_cim_templates` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-list-cim-templates.md
- `fundos_list_covenants` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-list-covenants.md
- `fundos_list_deals` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-list-deals.md
- `fundos_list_filings` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-list-filings.md
- `fundos_list_fund_accounts` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-list-fund-accounts.md
- `fundos_list_kyc_records` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-list-kyc-records.md
- `fundos_list_lps` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-list-lps.md
- `fundos_list_obligations` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-list-obligations.md
- `fundos_list_risk_alerts` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-list-risk-alerts.md
- `fundos_list_syndications` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-list-syndications.md
- `fundos_list_tools` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-list-tools.md
- `fundos_list_transactions` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-list-transactions.md
- `fundos_vdr_analyze` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/fundos-vdr-analyze.md
- `get_audit_log` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/get-audit-log.md
- `get_deal_room` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/get-deal-room.md
- `get_document_activity` — Read — https://policylayer.com/tools/8vdx1-fundos-mcp/get-document-activity.md
- …and 26 more: https://policylayer.com/tools/8vdx1-fundos-mcp.md

## For agents

This record is a snapshot. Live verdicts and the full registry:

- Check every server in your MCP config at once: `npx -y policylayer stack`
- Vet a server before you add it: install the mcp-precheck skill — `npx skills add https://policylayer.com` (skill text: https://policylayer.com/skill.md)
- Query the registry over MCP: endpoint `https://api.policylayer.com/mcp` — tools `check_mcp_server`, `check_mcp_stack`, `check_tool`, `search_registry`, `get_change_events`

---

Source: the PolicyLayer MCP registry — one continuously verified record per MCP server. Full record: https://policylayer.com/registry?q=8vdx1-fundos-mcp · API: https://policylayer.com/registry/api · Policy library: https://policylayer.com/policies/8vdx1-fundos-mcp