9 tools from the SEC Intelligence MCP Server, categorised by risk level.
View the SEC Intelligence policy →get_adviser_profile Get detailed profile for an investment adviser by CRD number.
Includes firm info, AUM, client types, compensation, and compliance flags.
Profession... get_financial_ratios Get financial ratios for a company from its latest annual filing (10-K).
Returns 12 ratios across profitability, returns, liquidity, and leverage.
... get_insider_trades Get insider trading activity (SEC Forms 3, 4, 5) for a company.
Shows who's buying, selling, or exercising options — with transaction
details and o... get_live_filings Get recent SEC filings from a real-time feed (48-hour window).
Without filters, returns a summary of filing activity with notable highlights.
With ... get_material_events Get material events (8-K filings) for a company, with structured
item classification. Shows M&A activity, leadership changes, earnings
releases, ba... get_ttm_financials Get trailing twelve months (TTM) financial statements for a company.
Returns line-item detail for income statement, balance sheet, and/or cash flow... 2/5 search_advisers Search SEC-registered investment advisers by firm name or CRD number.
Returns basic adviser info including AUM, location, and disciplinary flags.
U... 2/5 search_companies Search for SEC-registered companies by name, ticker symbol, or CIK number.
Use this to resolve a company before calling other tools.
Returns basic ... 2/5 search_disclosures Search narrative text disclosures (XBRL TextBlock) across a company's filings.
Finds revenue recognition policies, risk factors, segment details, a... 2/5 The SEC Intelligence MCP server exposes 9 tools across 1 categories: Read.
Use Intercept, the open-source MCP proxy. Write YAML rules for each tool — rate limits, argument validation, or deny rules — then run Intercept in front of the SEC Intelligence server.
SEC Intelligence tools are categorised as Read (9). Each category has a recommended default policy.
Open source. One binary. Zero dependencies.
npx -y @policylayer/intercept