Browse regulatory documents with filters and pagination. Returns a paginated list of documents with summaries, tags, doc_purpose (regulation_text, enforcement, reference, irrelevant), and doc_jurisdictions (e.g. ['eu'], ['fi'], ['de']). Use this for filtered browsing (e.g. all DORA documents from...
Part of the Velvoite — EU Financial Regulatory Compliance server.
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AI agents call list_documents to retrieve information from Velvoite — EU Financial Regulatory Compliance without modifying any data. This is common in research, monitoring, and reporting workflows where the agent needs context before taking action. Because read operations don't change state, they are generally safe to allow without restrictions -- but you may still want rate limits to control API costs.
Even though list_documents only reads data, uncontrolled read access can leak sensitive information or rack up API costs. An agent caught in a retry loop could make thousands of calls per minute. A rate limit gives you a safety net without blocking legitimate use.
Read-only tools are safe to allow by default. No rate limit needed unless you want to control costs.
{
"version": "1",
"default": "deny",
"tools": {
"list_documents": {}
}
} See the full Velvoite — EU Financial Regulatory Compliance policy for all 22 tools.
These attack patterns abuse exactly the kind of access list_documents gives an agent. Each links to the full case and the policy that stops it:
Other read tools across the catalogue. The same approach applies to each: allow, with a rate cap to control cost.
Browse regulatory documents with filters and pagination. Returns a paginated list of documents with summaries, tags, doc_purpose (regulation_text, enforcement, reference, irrelevant), and doc_jurisdictions (e.g. ['eu'], ['fi'], ['de']). Use this for filtered browsing (e.g. all DORA documents from the last 30 days). Use search_regulations instead when you have specific keywords to search for. Args: source: Filter by data source code: eur_lex, eba, esma, eiopa, finfsa, bafin. regulation: Filter by regulation family code: dora, mica, aml, mifid2, crd_crr, psd, csrd, sfdr, ai_act, emir, solvency, idd, gdpr. entity_type: Filter by entity type: credit_institution, payment_institution, e_money, investment_firm, fund_manager, aifm, insurance, pension, crypto_service, crowdfunding, credit_servicer. urgency_max: Max urgency level (1=critical, 2=high, 3=medium, 4=low, 5=informational). E.g. 2 returns only critical and high urgency items. days: Only return documents from the last N days (1-365). page: Page number (default 1). per_page: Results per page (default 20, max 100).. It is categorised as a Read tool in the Velvoite — EU Financial Regulatory Compliance MCP Server, which means it retrieves data without modifying state.
Register the Velvoite — EU Financial Regulatory Compliance MCP server in PolicyLayer and add a rule for list_documents: allow, deny, rate-limit, or require approval. Point your MCP client at the PolicyLayer proxy URL and the rule is enforced on every call, before it reaches Velvoite — EU Financial Regulatory Compliance. Nothing to install.
list_documents is a Read tool with low risk. Read-only tools are generally safe to allow by default.
Yes. Add a rate_limit block to the list_documents rule in your PolicyLayer policy. For example, setting max: 10 and window: 60 limits the tool to 10 calls per minute. Rate limits are tracked per agent session and reset automatically.
Set action: deny in the PolicyLayer policy for list_documents. The AI agent will receive a policy violation error and cannot call the tool. You can also include a reason field to explain why the tool is blocked.
list_documents is provided by the Velvoite — EU Financial Regulatory Compliance MCP server (https://mcp.velvoite.eu/mcp). PolicyLayer sits as a proxy in front of this server to enforce policies before tool calls reach the server.
Deterministic rules across all 22 Velvoite — EU Financial Regulatory Compliance tools. Per-identity grants. Full audit log. Live in minutes. Nothing to install.
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