S-3 shelf registrations and 424B5 takedowns for a ticker — both signal share issuance. S-3 = the shelf authorization itself (lower immediate impact); 424B5 = actual sale off the shelf (higher impact, often -3% announcement reaction per Loughran-Ritter). Returns parsed shelf amount and use-of-proc...
Part of the Openinsider MCP server. Enforce policies on this tool with Intercept, the open-source MCP proxy.
AI agents may call dilution_filings to permanently remove or destroy resources in Openinsider. Without a policy, an autonomous agent could delete critical data in a loop with no way to undo the damage. Intercept blocks destructive tools by default and requires explicit human approval before enabling them.
Without a policy, an AI agent could call dilution_filings in a loop, permanently destroying resources in Openinsider. There is no undo for destructive operations. Intercept blocks this tool by default and only allows it when a human explicitly approves the action.
Destructive tools permanently remove data. Block by default. Only enable with explicit approval workflows.
tools:
dilution_filings:
rules:
- action: deny
reason: "Blocked by default — enable with approval"See the full Openinsider policy for all 16 tools.
Agents calling destructive-class tools like dilution_filings have been implicated in these attack patterns. Read the full case and prevention policy for each:
Other tools in the Destructive risk category across the catalogue. The same policy patterns (deny, require_approval) apply to each.
dilution_filings is one of the critical-risk operations in Openinsider. For the full severity-focused view — only the critical-risk tools with their recommended policies — see the breakdown for this server, or browse all critical-risk tools across every MCP server.
S-3 shelf registrations and 424B5 takedowns for a ticker — both signal share issuance. S-3 = the shelf authorization itself (lower immediate impact); 424B5 = actual sale off the shelf (higher impact, often -3% announcement reaction per Loughran-Ritter). Returns parsed shelf amount and use-of-proceeds excerpt when extractable. Use when: - User asks 'is TICKER raising money' or 'why is TICKER weak today' - Pre-earnings or pre-catalyst dilution-risk check - Following up on a sudden price drop on heavy volume Important context: small-cap biotech S-3 takedowns are frequently pre-PDUFA capital raises (interpret in biotech context); non-biotech 424B5s are more directly bearish.. It is categorised as a Destructive tool in the Openinsider MCP Server, which means it can permanently delete or destroy data. Block by default and require explicit approval.
Add a rule in your Intercept YAML policy under the tools section for dilution_filings. You can allow, deny, rate-limit, or validate arguments. Then run Intercept as a proxy in front of the Openinsider MCP server.
dilution_filings is a Destructive tool with critical risk. Critical-risk tools should be blocked by default and only enabled with explicit human approval.
Yes. Add a rate_limit block to the dilution_filings rule in your Intercept policy. For example, setting max: 10 and window: 60 limits the tool to 10 calls per minute. Rate limits are tracked per agent session and reset automatically.
Set action: deny in the Intercept policy for dilution_filings. The AI agent will receive a policy violation error and cannot call the tool. You can also include a reason field to explain why the tool is blocked.
dilution_filings is provided by the Openinsider MCP server (openinsider-mcp). Intercept sits as a proxy in front of this server to enforce policies before tool calls reach the server.
Deterministic policy on every MCP tool call. Per-identity grants. Full audit log.