sec_filing_decoder

SERVERGapup Mcp SOURCEhttps://mcp.gapup.io/mcp

Critical RISK CLASS

Category Financial

Parameters 63 required

Recommended Approval-gatedsee the rule below

Registry record Grade F, identity unverified Pull the record →

This record as markdown: /tools/io-github-getgapup-gapup-mcp/sec-filing-decoder.md

WHAT IT DOES

What sec_filing_decoder does on Gapup Mcp

AI agents use sec_filing_decoder to commit financial operations through Gapup Mcp, usually the final step of a payment, billing, or trading workflow. A call moves real money.

Parameter	Type	Required	Description
`cik`	string	—
`async`	boolean	—	If true, returns a job_id immediately (<200ms) instead of waiting for the result. Poll the result with job_result(job_id). Use for slow tools to avoid client ti
`focus`	string	Yes
`ticker`	string	—
`filing_types`	array	Yes
`lookback_months`	integer	Yes

Parameters from the server's own tool schema.

RISK

Why sec_filing_decoder is rated Critical

The tool is described as 'agent-payable' with 'x402 per-call' billing, meaning each invocation commits a financial transaction. The underlying data operation is Read (retrieving and analyzing SEC filings), but the payment-per-call model places it in the Financial category per the severity hierarchy. An AI agent autonomously invoking this tool repeatedly could accumulate significant charges.

From the tool's definition Gapup agent-payable ... x402 per-call; CFO-level deliverable covering KPI movements, M&A signals, due-diligence briefs, going-concern flags

Attacks that exploit this kind of access

RECOMMENDED RULE

The rule that runs sec_filing_decoder safely

PolicyLayer is an MCP gateway: it sits between your AI agents and Gapup Mcp, and checks every tool call against a rule you set before the call runs. Nothing changes on the server itself. For sec_filing_decoder, this is the rule to start with:

sec_filing_decoder Approval-gated

Any call to sec_filing_decoder is blocked until a human approves it. The rest of the server keeps working.

View as policy code

policy.json

{
  "version": "1",
  "default": "deny",
  "tools": {
    "sec_filing_decoder": {
      "deny_if": [
        {
          "conditions": [],
          "on_deny": "Requires human approval."
        }
      ]
    }
  }
}

GATE THIS TOOL → Instant setup, no code required.

The button opens the PolicyLayer dashboard: create your workspace, connect Gapup Mcp, apply this rule, and every sec_filing_decoder call is checked against it from then on.

FAQ

Questions about sec_filing_decoder

What does the sec_filing_decoder tool do? +

Décodeur de filing SEC — Gapup agent-payable C-suite expertise (CFO). Returns a structured, audited deliverable. Answers: Read the 10-K of <ticker> and give me the material red flags, KPI movements, and a board-ready executive summary. · What has materially changed in <ticker>'s risk profile in its latest annual filing? Flag any going-concern or auditor-change signals. · Is there any M&A signal or strategic review hint in <ticker>'s most recent SEC filings? What's the evidence? · Prepare a due-diligence SEC filing brief for <ticker>: financial snapshot, red flags, governance changes, and recommended next actions. · What is the sentiment of <ticker>'s latest 10-K compared to its most recent 10-Q — bullish, neutral, or bearish? Reference case: SHOP · 10-K FY2024 · 4 red flags (1 critical: merchant concentration) · Revenue +24.7% YoY · . Inputs are validated server-side — send the documented case fields. It is categorised as a Financial tool in the Gapup Mcp MCP Server, which means it involves financial transactions. Block by default and require explicit approval.

What parameters does sec_filing_decoder accept? +

sec_filing_decoder accepts 6 parameters: cik, async, focus, ticker, filing_types, lookback_months. Required: focus, filing_types, lookback_months. The full parameter table on this page comes from the server's own tool schema.

How do I enforce a policy on sec_filing_decoder? +

Register the Gapup MCP server in PolicyLayer and add a rule for sec_filing_decoder: allow, deny, rate-limit, or require approval. Point your MCP client at the PolicyLayer proxy URL and the rule is enforced on every call, before it reaches Gapup Mcp. Nothing to install.

What risk level is sec_filing_decoder? +

sec_filing_decoder is a Financial tool with critical risk. Critical-risk tools should be blocked by default and only enabled with explicit human approval.

Can I rate-limit sec_filing_decoder? +

Yes. Add a rate_limit block to the sec_filing_decoder rule in your PolicyLayer policy. For example, setting max: 10 and window: 60 limits the tool to 10 calls per minute. Rate limits are tracked per agent session and reset automatically.

How do I block sec_filing_decoder completely? +

Set action: deny in the PolicyLayer policy for sec_filing_decoder. The AI agent will receive a policy violation error and cannot call the tool. You can also include a reason field to explain why the tool is blocked.

What MCP server provides sec_filing_decoder? +

sec_filing_decoder is provided by the Gapup MCP server (https://mcp.gapup.io/mcp). PolicyLayer sits as a proxy in front of this server to enforce policies before tool calls reach the server.

KEEP EXPLORING

More on Gapup, and thousands of servers like it.

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Guides

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