Décodeur de filing SEC — Gapup agent-payable C-suite expertise (CFO). Returns a structured, audited deliverable. Answers: Read the 10-K of <ticker> and give me the material red flags, KPI movements, and a board-ready executive summary. · What has materially changed in <ticker>'s risk profile in i...
Part of the Mcp Knowledge server.
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AI agents use sec_filing_decoder to create or modify resources in Mcp Knowledge. Write operations carry medium risk because an autonomous agent could trigger bulk unintended modifications. Rate limits prevent a single agent session from making hundreds of changes in rapid succession. Argument validation ensures the agent passes expected values.
Without a policy, an AI agent could call sec_filing_decoder repeatedly, creating or modifying resources faster than any human could review. PolicyLayer's rate limiting ensures write operations happen at a controlled pace, and argument validation catches malformed or unexpected inputs before they reach Mcp Knowledge.
Write tools can modify data. A rate limit prevents runaway bulk operations from AI agents.
{
"version": "1",
"default": "deny",
"tools": {
"sec_filing_decoder": {
"limits": [
{
"counter": "sec_filing_decoder_rate",
"window": "minute",
"max": 30,
"scope": "grant"
}
]
}
}
}See the full Mcp Knowledge policy for all 271 tools.
These attack patterns abuse exactly the kind of access sec_filing_decoder gives an agent. Each links to the full case and the policy that stops it:
Other write tools across the catalogue. The same approach applies to each: rate-limit and validate the arguments.
Décodeur de filing SEC — Gapup agent-payable C-suite expertise (CFO). Returns a structured, audited deliverable. Answers: Read the 10-K of <ticker> and give me the material red flags, KPI movements, and a board-ready executive summary. · What has materially changed in <ticker>'s risk profile in its latest annual filing? Flag any going-concern or auditor-change signals. · Is there any M&A signal or strategic review hint in <ticker>'s most recent SEC filings? What's the evidence? · Prepare a due-diligence SEC filing brief for <ticker>: financial snapshot, red flags, governance changes, and recommended next actions. · What is the sentiment of <ticker>'s latest 10-K compared to its most recent 10-Q — bullish, neutral, or bearish? Reference case: SHOP · 10-K FY2024 · 4 red flags (1 critical: merchant concentration) · Revenue +24.7% YoY · . Inputs are validated server-side — send the documented case fields.. It is categorised as a Write tool in the Mcp Knowledge MCP Server, which means it can create or modify data. Consider rate limits to prevent runaway writes.
Register the Mcp Knowledge MCP server in PolicyLayer and add a rule for sec_filing_decoder: allow, deny, rate-limit, or require approval. Point your MCP client at the PolicyLayer proxy URL and the rule is enforced on every call, before it reaches Mcp Knowledge. Nothing to install.
sec_filing_decoder is a Write tool with medium risk. Write tools should be rate-limited to prevent accidental bulk modifications.
Yes. Add a rate_limit block to the sec_filing_decoder rule in your PolicyLayer policy. For example, setting max: 10 and window: 60 limits the tool to 10 calls per minute. Rate limits are tracked per agent session and reset automatically.
Set action: deny in the PolicyLayer policy for sec_filing_decoder. The AI agent will receive a policy violation error and cannot call the tool. You can also include a reason field to explain why the tool is blocked.
sec_filing_decoder is provided by the Mcp Knowledge MCP server (https://mcp.gapup.io). PolicyLayer sits as a proxy in front of this server to enforce policies before tool calls reach the server.
Deterministic rules across all 271 Mcp Knowledge tools. Per-identity grants. Full audit log. Live in minutes. Nothing to install.
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