sec_filing_decoder

SERVERMcp Knowledge SOURCEhttps://mcp.gapup.io

Low RISK CLASS

Category Read

Parameters 63 required

Recommended Allowedsee the rule below

Registry record Grade F, identity unverified Pull the record →

This record as markdown: /tools/io-github-getgapup-mcp-knowledge/sec-filing-decoder.md

WHAT IT DOES

What sec_filing_decoder does on Mcp Knowledge

AI agents call sec_filing_decoder to retrieve information from Mcp Knowledge without modifying anything. It is typically the context-gathering step in research, monitoring, and reporting workflows, before the agent takes action elsewhere.

Parameter	Type	Required	Description
`cik`	string	—
`async`	boolean	—	If true, returns a job_id immediately (<200ms) instead of waiting for the result. Poll the result with job_result(job_id). Use for slow tools to avoid client ti
`focus`	string	Yes
`ticker`	string	—
`filing_types`	array	Yes
`lookback_months`	integer	Yes

Parameters from the server's own tool schema.

RISK

Why sec_filing_decoder is rated Low

This tool retrieves and analyzes publicly available SEC filings (10-K, annual reports) for a given ticker. It reads and decodes existing regulatory documents to extract red flags, KPI movements, M&A signals, and governance changes. No data is written, modified, or executed — it is purely a read/analysis operation.

From the tool's definition Décodeur de filing SEC — Returns a structured, audited deliverable. Answers: Read the 10-K of <ticker>... material red flags, KPI movements... latest annual filing... most recent SEC filings

Attacks that exploit this kind of access

RECOMMENDED RULE

The rule that runs sec_filing_decoder safely

PolicyLayer is an MCP gateway: it sits between your AI agents and Mcp Knowledge, and checks every tool call against a rule you set before the call runs. Nothing changes on the server itself. For sec_filing_decoder, this is the rule to start with:

sec_filing_decoder Allowed

sec_filing_decoder is read-only, so it stays allowed. Everything else on the server is denied unless you say otherwise.

View as policy code

policy.json

{
  "version": "1",
  "default": "deny",
  "tools": {
    "sec_filing_decoder": {}
  }
}

ALLOW ONLY THIS TOOL → Instant setup, no code required.

The button opens the PolicyLayer dashboard: create your workspace, connect Mcp Knowledge, apply this rule, and every sec_filing_decoder call is checked against it from then on.

FAQ

Questions about sec_filing_decoder

What does the sec_filing_decoder tool do? +

Décodeur de filing SEC — Gapup agent-payable C-suite expertise (CFO). Returns a structured, audited deliverable. Answers: Read the 10-K of <ticker> and give me the material red flags, KPI movements, and a board-ready executive summary. · What has materially changed in <ticker>'s risk profile in its latest annual filing? Flag any going-concern or auditor-change signals. · Is there any M&A signal or strategic review hint in <ticker>'s most recent SEC filings? What's the evidence? · Prepare a due-diligence SEC filing brief for <ticker>: financial snapshot, red flags, governance changes, and recommended next actions. · What is the sentiment of <ticker>'s latest 10-K compared to its most recent 10-Q — bullish, neutral, or bearish? Reference case: SHOP · 10-K FY2024 · 4 red flags (1 critical: merchant concentration) · Revenue +24.7% YoY · . Inputs are validated server-side — send the documented case fields. It is categorised as a Read tool in the Mcp Knowledge MCP Server, which means it retrieves data without modifying state.

What parameters does sec_filing_decoder accept? +

sec_filing_decoder accepts 6 parameters: cik, async, focus, ticker, filing_types, lookback_months. Required: focus, filing_types, lookback_months. The full parameter table on this page comes from the server's own tool schema.

How do I enforce a policy on sec_filing_decoder? +

Register the Mcp Knowledge MCP server in PolicyLayer and add a rule for sec_filing_decoder: allow, deny, rate-limit, or require approval. Point your MCP client at the PolicyLayer proxy URL and the rule is enforced on every call, before it reaches Mcp Knowledge. Nothing to install.

What risk level is sec_filing_decoder? +

sec_filing_decoder is a Read tool with low risk. Read-only tools are generally safe to allow by default.

Can I rate-limit sec_filing_decoder? +

Yes. Add a rate_limit block to the sec_filing_decoder rule in your PolicyLayer policy. For example, setting max: 10 and window: 60 limits the tool to 10 calls per minute. Rate limits are tracked per agent session and reset automatically.

How do I block sec_filing_decoder completely? +

Set action: deny in the PolicyLayer policy for sec_filing_decoder. The AI agent will receive a policy violation error and cannot call the tool. You can also include a reason field to explain why the tool is blocked.

What MCP server provides sec_filing_decoder? +

sec_filing_decoder is provided by the Mcp Knowledge MCP server (https://mcp.gapup.io). PolicyLayer sits as a proxy in front of this server to enforce policies before tool calls reach the server.

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