The Form 13F Filings Dates API allows you to retrieve dates associated with Form 13F filings by institutional investors. This is crucial for tracking stock holdings of institutional investors at specific points in time, providing valuable insights into their investment strategies.
AI agents call getForm13FFilingDates to retrieve information from Financial Modeling Prep MCP Server without modifying anything — typically the context-gathering step in research, monitoring, and reporting workflows, before the agent takes action elsewhere.
This tool queries public SEC filing dates and institutional investor information. Form 13F filings are mandatory public disclosures, and retrieving their dates and associated data is a read-only operation with no side effects. The tool enables analysis of publicly available information without altering any data or triggering financial transactions.
From the tool's definition Tool retrieves 'dates associated with Form 13F filings' and provides 'insights into their investment strategies' - purely informational/observational. No modification, deletion, execution, or financial transaction occurs.
Attacks that exploit this kind of access
The Form 13F Filings Dates API allows you to retrieve dates associated with Form 13F filings by institutional investors. This is crucial for tracking stock holdings of institutional investors at specific points in time, providing valuable insights into their investment strategies. It is categorised as a Read tool in the Financial Modeling Prep MCP Server MCP Server, which means it retrieves data without modifying state.
Register the Financial Modeling Prep MCP Server MCP server in PolicyLayer and add a rule for getForm13FFilingDates: allow, deny, rate-limit, or require approval. Point your MCP client at the PolicyLayer proxy URL and the rule is enforced on every call, before it reaches Financial Modeling Prep MCP Server. Nothing to install.
getForm13FFilingDates is a Read tool with low risk. Read-only tools are generally safe to allow by default.
Yes. Add a rate_limit block to the getForm13FFilingDates rule in your PolicyLayer policy. For example, setting max: 10 and window: 60 limits the tool to 10 calls per minute. Rate limits are tracked per agent session and reset automatically.
Set action: deny in the PolicyLayer policy for getForm13FFilingDates. The AI agent will receive a policy violation error and cannot call the tool. You can also include a reason field to explain why the tool is blocked.
getForm13FFilingDates is provided by the Financial Modeling Prep MCP Server MCP server (vijitdaroch/financial-modeling-prep-mcp-server). PolicyLayer sits as a proxy in front of this server to enforce policies before tool calls reach the server.
Every MCP server has a record like this.
Type a name, get the same breakdown: verified identity, auth posture, risk grade, capabilities, recommended policy.
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