getFilingsByCIK
Search for SEC filings using the FMP SEC Filings By CIK API. Access detailed regulatory filings by Central Index Key (CIK) number, enabling you to track all filings related to a specific company or entity.
This record as markdown: /tools/imbenrabi-financial-modeling-prep-mcp-server/getfilingsbycik.md
What getFilingsByCIK does on Financial Modeling Prep (FMP) Server
AI agents call getFilingsByCIK to retrieve information from Financial Modeling Prep (FMP) Server without modifying anything. It is typically the context-gathering step in research, monitoring, and reporting workflows, before the agent takes action elsewhere.
| Parameter | Type | Required | Description |
|---|---|---|---|
to | string | — | End date (YYYY-MM-DD) |
cik | string | — | Central Index Key (CIK) |
from | string | — | Start date (YYYY-MM-DD) |
page | number | — | Page number for pagination |
limit | number | — | Limit the number of results |
Parameters from the server's own tool schema.
Why getFilingsByCIK is rated Low
getFilingsByCIK retrieves and queries publicly available SEC filing information indexed by CIK number. This is a read-only operation with no side effects, capability to modify data, execute code, delete records, or move money. The blast radius of misuse is minimal - an agent could retrieve excessive filings but cannot alter regulatory records or cause financial harm through retrieval alone.
From the tool's definition Tool description states 'Search for SEC filings' and 'Access detailed regulatory filings' - retrieval operations with no modification or execution capabilities. CIK-based lookup is a query function returning publicly available SEC data.
Attacks that exploit this kind of access
The rule that runs getFilingsByCIK safely
PolicyLayer is an MCP gateway: it sits between your AI agents and Financial Modeling Prep (FMP) Server , and checks every tool call against a rule you set before the call runs. Nothing changes on the server itself. For getFilingsByCIK, this is the rule to start with:
getFilingsByCIK is read-only, so it stays allowed. Everything else on the server is denied unless you say otherwise.
The button opens the PolicyLayer dashboard: create your workspace, connect Financial Modeling Prep (FMP) Server , apply this rule, and every getFilingsByCIK call is checked against it from then on.
Questions about getFilingsByCIK
Search for SEC filings using the FMP SEC Filings By CIK API. Access detailed regulatory filings by Central Index Key (CIK) number, enabling you to track all filings related to a specific company or entity. It is categorised as a Read tool in the Financial Modeling Prep (FMP) Server MCP Server, which means it retrieves data without modifying state.
getFilingsByCIK accepts 5 parameters: to, cik, from, page, limit. The full parameter table on this page comes from the server's own tool schema.
Register the Financial Modeling Prep (FMP) Server MCP server in PolicyLayer and add a rule for getFilingsByCIK: allow, deny, rate-limit, or require approval. Point your MCP client at the PolicyLayer proxy URL and the rule is enforced on every call, before it reaches Financial Modeling Prep (FMP) Server . Nothing to install.
getFilingsByCIK is a Read tool with low risk. Read-only tools are generally safe to allow by default.
Yes. Add a rate_limit block to the getFilingsByCIK rule in your PolicyLayer policy. For example, setting max: 10 and window: 60 limits the tool to 10 calls per minute. Rate limits are tracked per agent session and reset automatically.
Set action: deny in the PolicyLayer policy for getFilingsByCIK. The AI agent will receive a policy violation error and cannot call the tool. You can also include a reason field to explain why the tool is blocked.
getFilingsByCIK is provided by the Financial Modeling Prep (FMP) Server MCP server (imbenrabi/financial-modeling-prep-mcp-server). PolicyLayer sits as a proxy in front of this server to enforce policies before tool calls reach the server.
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