get_sec_files
AI agents call get_sec_files to retrieve information from SEC Filing MCP Server without modifying anything — typically the context-gathering step in research, monitoring, and reporting workflows, before the agent takes action elsewhere.
This tool retrieves SEC filing documents, which is a read operation with no side effects. Severity is medium rather than low because SEC filings contain sensitive financial and business information that could be misused if an AI agent over-retrieves or shares data inappropriately, though the actual retrieval itself is not destructive.
From the tool's definition Tool name is 'get_sec_files' and server description indicates 'querying and analysis of SEC filing documents' with 'retrieves and understand financial filings.' The tool retrieves financial documents.
Attacks that exploit this kind of access
get_sec_files. It is categorised as a Read tool in the SEC Filing MCP Server MCP Server, which means it retrieves data without modifying state.
Register the SEC Filing MCP Server MCP server in PolicyLayer and add a rule for get_sec_files: allow, deny, rate-limit, or require approval. Point your MCP client at the PolicyLayer proxy URL and the rule is enforced on every call, before it reaches SEC Filing MCP Server. Nothing to install.
get_sec_files is a Read tool with low risk. Read-only tools are generally safe to allow by default.
Yes. Add a rate_limit block to the get_sec_files rule in your PolicyLayer policy. For example, setting max: 10 and window: 60 limits the tool to 10 calls per minute. Rate limits are tracked per agent session and reset automatically.
Set action: deny in the PolicyLayer policy for get_sec_files. The AI agent will receive a policy violation error and cannot call the tool. You can also include a reason field to explain why the tool is blocked.
get_sec_files is provided by the SEC Filing MCP Server MCP server (sharhadbashar/sec-filing-mcp). PolicyLayer sits as a proxy in front of this server to enforce policies before tool calls reach the server.
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