get_company_filings

Get recent SEC filings for a company. Returns 10-K, 10-Q, 8-K, and other filing types with dates and links.

Server SEC EDGAR MCP Server shawndrake2/mcp-sec-edgar
Category Read
Risk class Low
Parameters 00 required

What get_company_filings does on SEC EDGAR MCP Server

AI agents call get_company_filings to retrieve information from SEC EDGAR MCP Server without modifying anything — typically the context-gathering step in research, monitoring, and reporting workflows, before the agent takes action elsewhere.

Why get_company_filings needs a policy

This tool performs a pure read operation—querying and retrieving publicly available SEC filing metadata. It has no side effects, cannot modify data, and merely surfaces existing public regulatory documents. The blast radius of misuse is minimal since SEC filings are public information and retrieval cannot harm systems or users.

From the tool's definition Tool retrieves SEC filings and returns filing information (types, dates, links) with no modification of data. Description uses 'Get' and 'Returns', indicating data retrieval only.

Questions about get_company_filings

What does the get_company_filings tool do? +

Get recent SEC filings for a company. Returns 10-K, 10-Q, 8-K, and other filing types with dates and links. It is categorised as a Read tool in the SEC EDGAR MCP Server MCP Server, which means it retrieves data without modifying state.

How do I enforce a policy on get_company_filings? +

Register the SEC EDGAR MCP Server MCP server in PolicyLayer and add a rule for get_company_filings: allow, deny, rate-limit, or require approval. Point your MCP client at the PolicyLayer proxy URL and the rule is enforced on every call, before it reaches SEC EDGAR MCP Server. Nothing to install.

What risk level is get_company_filings? +

get_company_filings is a Read tool with low risk. Read-only tools are generally safe to allow by default.

Can I rate-limit get_company_filings? +

Yes. Add a rate_limit block to the get_company_filings rule in your PolicyLayer policy. For example, setting max: 10 and window: 60 limits the tool to 10 calls per minute. Rate limits are tracked per agent session and reset automatically.

How do I block get_company_filings completely? +

Set action: deny in the PolicyLayer policy for get_company_filings. The AI agent will receive a policy violation error and cannot call the tool. You can also include a reason field to explain why the tool is blocked.

What MCP server provides get_company_filings? +

get_company_filings is provided by the SEC EDGAR MCP Server MCP server (shawndrake2/mcp-sec-edgar). PolicyLayer sits as a proxy in front of this server to enforce policies before tool calls reach the server.

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