Low Risk

get_rating_changes

Get recent analyst rating changes and upgrades/downgrades

How to control get_rating_changes ↓

What get_rating_changes does on SEC MCP

AI agents call get_rating_changes to retrieve information from SEC MCP without modifying anything — typically the context-gathering step in research, monitoring, and reporting workflows, before the agent takes action elsewhere.

Low Risk

Why get_rating_changes needs a policy

This tool retrieves and queries existing analyst rating data from the SEC EDGAR database. There are no side effects, no data modification, no code execution, and no financial transactions. The verb 'Get' and the passive nature of the data (analyst-published ratings) confirm this is a simple read/query operation with minimal risk.

From the tool's definition Tool name and description indicate retrieval of analyst rating changes—'get_rating_changes' and 'Get recent analyst rating changes and upgrades/downgrades' are clearly read operations that query historical financial analyst data without modifying or executing…

Documented attack patterns abuse exactly the kind of access get_rating_changes gives an agent:

How to control get_rating_changes

PolicyLayer is an MCP gateway — it sits between your AI agents and SEC MCP, and nothing reaches the server without passing your rules. This is the rule we recommend for get_rating_changes:

policy.json
{
  "version": "1",
  "default": "deny",
  "tools": {
    "get_rating_changes": {}
  }
}

get_rating_changes is read-only, so it stays allowed — but everything else on the server is denied unless you say otherwise.

  1. Create a free account and register SEC MCP — nothing to install.
  2. Add this policy — paste it, or build it visually.
  3. Point your MCP client (Claude, Cursor, anything) at your gateway URL.
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Related tools and policies

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Questions about get_rating_changes

What does the get_rating_changes tool do? +

Get recent analyst rating changes and upgrades/downgrades. It is categorised as a Read tool in the SEC MCP MCP Server, which means it retrieves data without modifying state.

How do I enforce a policy on get_rating_changes? +

Register the SEC MCP server in PolicyLayer and add a rule for get_rating_changes: allow, deny, rate-limit, or require approval. Point your MCP client at the PolicyLayer proxy URL and the rule is enforced on every call, before it reaches SEC MCP. Nothing to install.

What risk level is get_rating_changes? +

get_rating_changes is a Read tool with low risk. Read-only tools are generally safe to allow by default.

Can I rate-limit get_rating_changes? +

Yes. Add a rate_limit block to the get_rating_changes rule in your PolicyLayer policy. For example, setting max: 10 and window: 60 limits the tool to 10 calls per minute. Rate limits are tracked per agent session and reset automatically.

How do I block get_rating_changes completely? +

Set action: deny in the PolicyLayer policy for get_rating_changes. The AI agent will receive a policy violation error and cannot call the tool. You can also include a reason field to explain why the tool is blocked.

What MCP server provides get_rating_changes? +

get_rating_changes is provided by the SEC MCP server (luisrincon23/sec-mcp). PolicyLayer sits as a proxy in front of this server to enforce policies before tool calls reach the server.

Enforce policy on every SEC MCP tool call.

Start from SEC MCP, add the rest of your stack, and see everything your agents can call. Then put policy on all of it.

Free to start. No card required.

62 SEC MCP tools catalogued and risk-classified — across an index of 43,000+ MCP servers.

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